A real life examination of claims brought before FINRA regarding suitability and the knowledge of all entities in trying such cases.THE. STOCK. MARKET. GAME: http ://www.finrafoundation. org/web/ group s/ foundation/ a#39; foundation/ ... Each student or team of students receive $100, 000 of virtual dollars in an SMC brokerage account and simulates managing a portfolio byanbsp;...
Title | : | The Failure of Securities Arbitrations |
Author | : | Errold F Moody Jr |
Publisher | : | Booktango - 2013-02-07 |
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